Benito Chinea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benito Chinea, who also goes by Benny Chinea, was a registered financial professional .
Benito is a previously registered financial professional and started their career in finance in 1995. Benito had worked at 4 firms and has passed the Series 63, Series 55, Series 25, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2002 - September 13, 2013
DIRECT ACCESS PARTNERS LLC
January 19, 2000 - November 14, 2002
BREAN MURRAY & CO., INC.
May 26, 1995 - January 27, 2000
JANNEY MONTGOMERY SCOTT LLC
April 20, 1995 - May 3, 1995
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/20/2005
Limited Representative-Equity Trader ExamSeries 25
Date: 2/15/2000
NYSE Trading Assistant ExaminationCurrent Firm
DIRECT ACCESS PARTNERS LLC
CRD#: 120950 / SEC#: , 8-65361
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
