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Benito Chinea

CRD# 1616572·Registered 1995 - 2013
Previously Registered: Being a previously registered professional could mean that Benito is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Benito Chinea, who also goes by Benny Chinea, was a registered financial advisor. Benito was a previously registered financial professional and started their career in finance 1995 - 2013. Benito had worked at 4 firms and has passed the Series 63, Series 55, Series 25, Series 7, Series 24, Series 9 and Series 10 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benny Chinea

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

DIRECT ACCESS PARTNERS LLC·CRD# 120950
BD
New York, NY
October 18, 2002 - September 13, 2013
BREAN MURRAY & CO., INC.·CRD# 7541
BD
New York, NY
January 19, 2000 - November 14, 2002
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
May 26, 1995 - January 27, 2000
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 20, 1995 - May 3, 1995

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Current Firm

DA
DIRECT ACCESS PARTNERS LLC

DIRECT ACCESS GROUP LLC | DIRECT ACCESS PARTNERS LLC

CRD#: 120950 / SEC#: 8-65361
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

New York since 04/18/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DIRECT ACCESS GROUP LLCSOLE MANAGING MEMBER—
GETTENBERG, GARYCHIEF FINANCIAL OFFICER1973696
ROMAN, ELLIOTT MARCELCHIEF COMPLIANCE OFFICER2670426
ROMAN, ELLIOTT MARCELCOO2670426

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1995About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2005

Series 25 — NYSE Trading Assistant Examination

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Apr 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2005About the Series 24 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Mar 2002About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Feb 2002About the Series 10 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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