Roger B. Chudde

RIGHTWEALTH ADVISORS

Miamisburg, OH 45342

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CRD#: 1616542

Professional summary

Roger Barry Chudde is a registered financial advisor currently at RIGHTWEALTH ADVISORS, LLC located in Miamisburg, Ohio.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Roger has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Chudde Wealth Management, LLC, DBA pass through for business done through Cantella and Rightwealth ADvisors. Start date: 3/23/2018. President and Owner. 2 hours devoted/month, 0 during trading hours. (2) Insurance Agent for various agencies and sells various lines of non-securities insurance products. About 1 hour a month is devoted to this, all during trading hours. Start date: 3/23/2018 (3) Rightwealth Holdings, LLC; real estate holding company, not investment related; managing partner; 4 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Barry Chudde's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2019 - Present

RIGHTWEALTH ADVISORS, LLC

Office #1: 10050 Innovation Drive Suite 340, Miamisburg, OH 45342

RIA

CRD#: 300656

Miamisburg, OH

Past

March 23, 2018 - December 1, 2022

CANTELLA & CO., INC.

CRD#: 13905

Dayton, OH

Past

April 12, 2017 - May 1, 2019

INVEST CAPITAL PARTNERS

RIA

CRD#: 287987

SPRINGBORO, OH

Past

March 31, 2017 - March 16, 2018

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

Dayton, OH

Past

March 14, 2011 - April 3, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

MIAMISBURG, OH

Past

March 4, 2011 - April 3, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

MIAMISBURG, OH

Past

January 1, 2008 - March 4, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DAYTON, OH

Past

January 1, 2008 - March 4, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DAYTON, OH

Past

August 9, 1999 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

DAYTON, OH

Past

January 27, 1995 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

DAYTON, OH

Past

August 14, 1990 - February 17, 1995

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

February 15, 1988 - May 28, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

January 15, 1988 - August 2, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 21, 1987 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIGHTWEALTH ADVISORS, LLC

CRD#: 300656 / SEC#: 801-114853

RIA

Registered Investment Advisory firm - (3/18/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 5/31/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

RIGHTWEALTH ADVISORS, LLC

CRD#: 300656 / SEC#: 801-114853

RIA

Registered Investment Advisory firm - (3/18/2019 Approved)

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Contact information

Main Address

10050 Innovation Drive, Suite 130, Miamisburg, OH 45342

Mailing Address

Phone number

(937) 859-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIGHTWEALTH ADVISORS ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 221,259,632

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Roger B. Chudde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Barry Chudde's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTELLA & CO., INC.

INVEST CAPITAL PARTNERS

LEVEL FOUR FINANCIAL, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

FINANCIAL SQUARE PARTNERS

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

RIGHTWEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1994

Series 63

Date: 2/6/1987

SIE

Date: 10/1/2018

Series 7

Date: 1/17/1987

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 8

Date: 5/31/1995

Current Firm

RIGHTWEALTH ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIGHTWEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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