Roger Barry Chudde
Professional Summary
Roger Barry Chudde is a registered financial advisor currently at RIGHTWEALTH ADVISORS, LLC located in Dayton, Ohio. Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Roger has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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SOLTIS INVESTMENT ADVISORS, LLC
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Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RIGHTWEALTH ADVISORS, LLC
Contact Information
Main Address
10050 Innovation Drive, Suite 130, Miamisburg, OH 45342Phone Number
(937) 859-9800# of Employees
4SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
950AUM (Assets Under Management)
$229,298,021Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
RIGHTWEALTH ADVISORS, LLC
State Registrations and Notice Filings
(5/4/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Roger Barry Chudde's CRS (Customer Relationship Summary).
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SOLTIS INVESTMENT ADVISORS, LLC