HZ

Howard C. Zelin

Some features on this profile are disabled
CRD#: 1616516
HZ

Professional summary


Howard Charles Zelin was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Howard is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Howard had worked at 7 firms, which includes MORGAN GRANT CAPITAL CORP., NATIONWIDE SECURITIES CORPORATION, BARRON CHASE SECURITIES INC., S. D. COHN & CO. INC., MAIDSTONE FINANCIAL INC., ALL-TECH DIRECT INC., MORGAN GLADSTONE & CO. INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


Howard C Zelin | Howard Charles Zellin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 10, 1997 - July 13, 1998

MORGAN GRANT CAPITAL CORP.

BD
CRD#: 28595
GARDEN CITY, NY
Past

November 17, 1995 - July 2, 1996

NATIONWIDE SECURITIES CORPORATION

BD
CRD#: 29720
VALRICO, FL
Past

January 16, 1995 - September 18, 1995

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

August 3, 1994 - February 28, 1995

S. D. COHN & CO., INC.

BD
CRD#: 27827
HAUPPAUGE, NY
Past

October 14, 1993 - November 2, 1994

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY
Past

December 14, 1987 - March 29, 1988

ALL-TECH DIRECT, INC.

BD
CRD#: 13992
Past

June 4, 1987 - October 12, 1987

MORGAN GLADSTONE & CO. INC.

BD
CRD#: 17062

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MG
MORGAN GRANT CAPITAL CORP.
M.D. WALSH & CO. | WORTHINGTON CAPITAL GROUP, INC. | MORGAN GRANT CAPITAL CORP.

CRD#: 28595 / SEC#: , 8-43853

BD
Terminated by SEC on 02/18/2000
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 05/14/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MORGAN GRANT CAPITAL CORP.

CRD#: 28595

TRUST BUT VERIFY

Monitor Howard Zelin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.