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HZ

Howard Charles Zelin

CRD# 1616516·Registered 1987 - 1998
Barred: Howard Charles Zelin was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Howard Charles Zelin, who also goes by Howard C Zelin, Howard Charles Zellin, was a registered financial advisor. Howard was a previously registered financial professional and started their career in finance 1987 - 1998. Howard had worked at 7 firms and has passed the Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Howard C Zelin, Howard Charles Zellin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

MORGAN GRANT CAPITAL CORP.·CRD# 28595
BD
Garden City, NY
September 10, 1997 - July 13, 1998
NATIONWIDE SECURITIES CORPORATION·CRD# 29720
BD
Valrico, FL
November 17, 1995 - July 2, 1996
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
January 16, 1995 - September 18, 1995
S. D. COHN & CO., INC.·CRD# 27827
BD
Hauppauge, NY
August 3, 1994 - February 28, 1995
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
October 14, 1993 - November 2, 1994
ALL-TECH DIRECT, INC.·CRD# 13992
BD
December 14, 1987 - March 29, 1988
MORGAN GLADSTONE & CO. INC.·CRD# 17062
BD
June 4, 1987 - October 12, 1987

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Current Firm

MG
MORGAN GRANT CAPITAL CORP.

M.D. WALSH & CO. | WORTHINGTON CAPITAL GROUP, INC. | MORGAN GRANT CAPITAL CORP.

CRD#: 28595 / SEC#: 8-43853
BD
Terminated by SEC on 02/18/2000

Contact Information

Established

Florida since 05/14/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1993About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1987About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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