Jeffrey A. Silverman
Professional summary
Jeffrey Allen Silverman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Jeffrey had worked at 6 firms, which includes WILSON-DAVIS & CO. INC., BMA SECURITIES LLC, FINANCIAL WEST GROUP, SOURCE CAPITAL GROUP INC., PEACOCK HISLOP STALEY & GIVEN INC., PARADISE VALLEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2012 - August 9, 2013
WILSON-DAVIS & CO., INC.
June 21, 2010 - August 22, 2012
BMA SECURITIES, LLC
June 8, 2010 - June 17, 2010
FINANCIAL WEST GROUP
January 3, 2003 - June 9, 2010
SOURCE CAPITAL GROUP, INC.
October 17, 2000 - January 24, 2003
PEACOCK, HISLOP, STALEY & GIVEN, INC.
June 29, 1987 - October 17, 2000
PARADISE VALLEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 9/29/2010
Limited Representative-Equity Trader ExamCurrent Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
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