Larry B. Sobin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Brian Sobin was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1996. Larry had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2011 - April 11, 2011
FORTIS SECURITIES LLC
September 14, 2010 - October 25, 2011
BNP PARIBAS PRIME BROKERAGE, INC.
June 29, 2000 - November 9, 2017
BNP PARIBAS SECURITIES CORP.
November 30, 1998 - April 25, 2001
BNP PARIBAS INVESTMENT SERVICES, LLC
January 2, 1996 - April 30, 1998
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
FORTIS SECURITIES LLC
CRD#: 103714 / SEC#: , 8-52232
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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