Phillip D. Jacobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip David Jacobson, who also goes by Phillip David Jacobson II, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1989. Phillip had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2020 - April 6, 2023
MERCER ALLIED COMPANY, L.P.
September 4, 2020 - April 6, 2023
GOLDMAN SACHS & CO. LLC
November 1, 2017 - November 13, 2017
CETERA WEALTH SERVICES, LLC
November 1, 2017 - August 31, 2020
CETERA WEALTH SERVICES, LLC
November 26, 2008 - November 1, 2017
GIRARD SECURITIES, INC.
January 9, 2007 - December 31, 2007
UNITED CAPITAL INVESTMENT ADVISERS, INC
September 6, 2006 - April 6, 2023
UNITED CAPITAL FINANCIAL ADVISORS
July 24, 2006 - November 1, 2017
GIRARD SECURITIES, INC.
June 19, 2002 - July 27, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 15, 2002 - July 27, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 5, 1999 - June 20, 2002
CAPTRUST FINANCIAL ADVISORS, LLC
November 5, 1999 - June 15, 2002
CAPTRUST FINANCIAL ADVISORS, LLC
March 2, 1998 - November 9, 1999
RBC CAPITAL MARKETS, LLC
March 31, 1994 - March 2, 1998
DAIN RAUSCHER INCORPORATED
February 28, 1994 - April 4, 1994
RBC CAPITAL MARKETS, LLC
August 1, 1989 - December 15, 1989
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER ALLIED COMPANY, L.P.
CRD#: 37404 / SEC#: , 8-47739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDMAN SACHS WEALTH SERVICES, L.P. | SOLE LIMITED PARTNER | 106693 |
| GS AYCO HOLDING LLC | GENERAL PARTNER | |
| HALL, LARIK MARSHALL | PRESIDENT | 2634322 |
| KINOWSKI, KYLE T | VICE PRESIDENT | 4277862 |
| LUKS, SHELLEY M | VP & CHIEF FINANCIAL OFFICER | 6004389 |
| NASS, JEREMY PAUL | VP & CHIEF OPERATIONS OFFICER | 4244509 |
| RYAN, DIANA ELIZABETH | VP & CHIEF COMPLIANCE OFFICER | 2780148 |
| VOLSKY, MELISSA C | VICE PRESIDENT | 4648752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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