Bijon N. Mehta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bijon N Mehta, who also goes by Bijon Mishith Mehta, Bijon Nishith Mehta, was a registered financial professional .
Bijon is a previously registered financial professional and started their career in finance in 1993. Bijon had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2013 - June 4, 2015
MM GLOBAL SECURITIES, INC.
October 6, 2010 - April 21, 2011
MORGAN STANLEY & CO. LLC
March 7, 2005 - June 9, 2007
CITIGROUP GLOBAL MARKETS INC.
June 9, 1993 - July 28, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MM GLOBAL SECURITIES, INC.
CRD#: 2509 / SEC#: , 8-11988
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
