Judith C. Keilp

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CRD#: 1616022

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Judith Catherine Keilp, CFP® was a registered financial professional .

Judith is a previously registered financial professional and started their career in finance in 1987. Judith had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

January 1, 2001 - February 27, 2018

PALISADE CAPITAL MANAGEMENT, LP

RIA

CRD#: 104581

FORT LEE, NJ

Past

June 27, 2000 - November 9, 2007

PALISADE CAPITAL SECURITIES, L.L.C.

CRD#: 37579

FORT LEE, NJ

Past

February 8, 2000 - May 31, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

November 5, 1993 - July 1, 1999

FIRST PRIORITY INVESTMENT CORPORATION

CRD#: 33541

NEWARK, NJ

Past

February 14, 1989 - December 9, 1996

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

March 4, 1987 - May 17, 1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

March 4, 1987 - May 17, 1989

EQUITABLE ADVISORS, LLC

CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE CAPITAL MANAGEMENT, LP

PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA

Registered Investment Advisory firm - (2/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/31/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/31/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/1989

General Securities Principal Examination

Current Firm

PALISADE CAPITAL MANAGEMENT, LP

PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA

Registered Investment Advisory firm - (2/7/1995 Approved)

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Contact information

Main Address

1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102

Mailing Address

Phone number

(201) 585-7733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALISADE CAPITAL MANAGEMENT FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,412
AUM (Assets Under Management)	$ 4,225,941,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Judith C. Keilp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PALISADE CAPITAL SECURITIES, L.L.C.

NYLIFE SECURITIES LLC

FIRST PRIORITY INVESTMENT CORPORATION

GREEN HILL FINANCIAL SERVICE CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PALISADE CAPITAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/1994

Series 63

Date: 1/28/1987

Series 7

Date: 1/17/1987

Series 4

Date: 1/31/2006

Series 53

Date: 3/31/2005

Series 24

Date: 5/15/1989

Current Firm

PALISADE CAPITAL MANAGEMENT, LP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALISADE CAPITAL MANAGEMENT, LP

TRUST BUT VERIFY

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