Neil J. Paur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil John Paur, CFP® was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1987. Neil had worked at 5 firms and has passed the Series 65, Series 63, Series 2, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1990
Experience
April 14, 1993 - August 1, 2017
RONALD BLUE & CO., LLC
September 18, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
September 18, 1989 - November 27, 1992
MONY SECURITIES CORPORATION
February 13, 1987 - September 13, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 13, 1987 - September 13, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/23/1993
Non-Member General Securities ExaminationCurrent Firm
RONALD BLUE & CO., LLC
CRD#: 104605 / SEC#: 801-18423
Contact information
Red Flags
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