PS
Patricia E. Selin
JANNEY MONTGOMERY SCOTT LLC
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 1615752
PS
Professional summary
Patricia Ellen Selin, CFP®, CIMA®, who also goes by Patricia Ellen Gray, Patricia Ellen Seligman, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Boca Raton, Florida.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Patricia has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 4 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patricia Ellen Gray | Patricia Ellen Seligman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Ellen Selin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patricia Ellen Selin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
October 22, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431RIA
BD
CRD#: 463
Boca Raton, FL
Current
October 22, 2025 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 2385 Nw Executive Center Drive Suite 200, Boca Raton, FL 33431RIA
BD
CRD#: 463
Boca Raton, FL
Past
August 16, 2010 - November 11, 2025
MORGAN STANLEY
RIA
CRD#: 149777
Boca Raton, FL
Past
July 30, 2010 - November 11, 2025
MORGAN STANLEY
BD
CRD#: 149777
Boca Raton, FL
Past
July 1, 2003 - August 2, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BOCA RATON, FL
Past
July 1, 2003 - August 2, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BOCA RATON, FL
Past
December 11, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
BOCA RATON, FL
Past
December 8, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
October 2, 1995 - December 9, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 9, 1993 - October 4, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
September 21, 1991 - June 8, 1993
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
May 29, 1990 - October 22, 1991
JJC SECURITIES CO., INC.
BD
CRD#: 3144
Past
November 3, 1989 - May 29, 1990
JSC SECURITIES, INC.
BD
CRD#: 475
Past
November 11, 1987 - March 26, 1990
PURCELL GRAHAM INCORPORATED
BD
CRD#: 7187
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/22/2025)
RR
Alaska(10/22/2025)
RR
Arizona(10/22/2025)
RR
California(10/22/2025)
RR
Colorado(10/22/2025)
RR
Connecticut(10/23/2025)
RR
Delaware(10/22/2025)
RR
District of Columbia(10/22/2025)
RR
Florida(10/22/2025)
IAR
Florida(10/23/2025)
RR
Georgia(10/23/2025)
RR
Idaho(10/23/2025)
RR
Illinois(10/22/2025)
RR
Indiana(10/27/2025)
RR
Iowa(10/22/2025)
RR
Kansas(10/22/2025)
RR
Kentucky(10/22/2025)
RR
Louisiana(10/22/2025)
RR
Maine(10/22/2025)
RR
Maryland(10/22/2025)
RR
Michigan(10/22/2025)
RR
Minnesota(10/22/2025)
RR
Missouri(10/22/2025)
RR
Montana(10/22/2025)
RR
Nebraska(10/22/2025)
RR
Nevada(10/22/2025)
RR
New Hampshire(10/22/2025)
RR
New Jersey(10/22/2025)
RR
New Mexico(10/22/2025)
RR
New York(10/22/2025)
RR
Ohio(10/22/2025)
RR
Oklahoma(10/22/2025)
RR
Oregon(10/22/2025)
RR
Pennsylvania(10/22/2025)
RR
Puerto Rico(10/22/2025)
RR
Rhode Island(11/12/2025)
RR
South Carolina(10/28/2025)
RR
Tennessee(10/22/2025)
RR
Texas(10/22/2025)
IAR
Texas(10/22/2025)
RR
Utah(10/22/2025)
RR
Vermont(10/22/2025)
RR
Virginia(10/22/2025)
RR
Washington(11/12/2025)
RR
West Virginia(10/22/2025)
RR
Wisconsin(10/22/2025)
RR
Wyoming(10/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/9/1988
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463Boca Raton, FL 33431TRUST BUT VERIFY
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