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MH

Malia M. Haskins

NEPSIS
MINNEAPOLIS, MN 55423
Some features on this profile are disabled
CRD#: 1615686
MH

Professional summary

Malia Michelle Haskins, who also goes by Malia M Haskins, Malia M Hollerud, is a registered financial advisor currently at NEPSIS, INC. located in Minneapolis, Minnesota.

Malia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Malia has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Malia M Haskins | Malia M Hollerud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Malia Michelle Haskins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 12, 2024 - Present

NEPSIS, INC.

Office #1: Two Meridian Crossings, Suite 400, Minneapolis, MN 55423
RIA
CRD#: 141203
MINNEAPOLIS, MN
Past

May 7, 2021 - July 25, 2024

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
MINNEAPOLIS, MN
Past

May 7, 2021 - July 25, 2024

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
MINNEAPOLIS, MN
Past

March 24, 2021 - June 8, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
Minneapolis, MN
Past

March 24, 2021 - June 8, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
Minneapolis, MN
Past

April 16, 2020 - March 24, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
Minneapolis, MN
Past

April 16, 2020 - March 24, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
Minneapolis, MN
Past

May 4, 2005 - January 15, 2020

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
ST. PAUL, MN
Past

December 9, 2004 - January 15, 2020

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
ST. PAUL, MN
Past

April 20, 2004 - October 18, 2004

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 20, 2004 - October 18, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

January 17, 2002 - September 13, 2002

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

April 26, 2000 - December 18, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NEPSIS, INC.
ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA
Registered Investment Advisory firm - (7/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(7/12/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/3/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/25/2000
General Securities Representative Examination

Current Firm

NI
NEPSIS, INC.
ANCHOR CAPITAL MANAGEMENT, INC. | NEPSIS, INC. | NEPSIS CAPITAL MANAGEMENT, INC. | ANCHOR FINANCIAL SERVICES, INC

CRD#: 141203 / SEC#: 801-67023

RIA
Registered Investment Advisory firm - (7/17/2006 Approved)
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Contact information

Main Address
Two Meridian Crossings, Suite 400, Minneapolis, MN 55423
Mailing Address
Phone number
(952) 746-2003
Established
Firm type
Fiscal year end
# of Employees
43

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NEPSIS INC. FORM ADV PART 2A (3/31/2025)
NEPSIS INC FORM ADV PART 2A APPENDIX (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,018
AUM (Assets Under Management)$ 497,803,635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEPSIS, INC.

CRD#: 141203Minneapolis, MN 55423

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