Gregg S. Slavin
Professional summary
Gregg Steven Slavin, who also goes by Gregg Steven Slavin, Gregory Slavin, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Gregg is registered as a RR (Registered Representative) and started their career in finance in 1987. Gregg has worked at 6 firms and has passed the Series 63, Series 72, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregg Steven Slavin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008May 11, 2022 - June 30, 2023
ICAP SECURITIES USA LLC
February 19, 2002 - November 2, 2020
ICAP SECURITIES USA LLC
October 9, 1991 - January 25, 2002
ICAP SECURITIES USA LLC
May 18, 1990 - October 1, 1991
INTERCAPITAL GOVERNMENT SECURITIES INC.
May 18, 1990 - October 1, 1991
EXCO RMJ INTERNATIONAL INC.
November 11, 1988 - May 23, 1990
J.P. MORGAN SECURITIES LLC
January 21, 1987 - December 13, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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