Dennis H. Daugs
Professional summary
Dennis Herold Daugs JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dennis is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Dennis had worked at 5 firms, which includes LAKESIDE CAPITAL MANAGEMENT LLC, UBS FINANCIAL SERVICES INC., WELLS FARGO CLEARING SERVICES LLC, CIBC WORLD MARKETS CORP., LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2003 - December 31, 2014
LAKESIDE CAPITAL MANAGEMENT LLC
May 6, 1994 - January 18, 2000
UBS FINANCIAL SERVICES INC.
January 13, 1992 - May 10, 1994
WELLS FARGO CLEARING SERVICES, LLC
January 5, 1990 - January 22, 1992
CIBC WORLD MARKETS CORP.
January 21, 1987 - January 19, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
LAKESIDE CAPITAL MANAGEMENT LLC
CRD#: 108155 / SEC#: 801-57583
Contact information
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