Becky L. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Becky Lynn Bell, CFP®, who also goes by Becky Bell, Becky Bendele, Becky Lynn Bendele Bell, was a registered financial professional .
Becky is a previously registered financial professional and started their career in finance in 1987. Becky had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2019 - May 22, 2024
CARTER ADVISORY SERVICES, INC
September 28, 2009 - January 14, 2010
LPL FINANCIAL LLC
May 22, 2006 - October 3, 2007
CAPITAL BROKERAGE CORPORATION
February 13, 2002 - December 21, 2005
CAPITAL BROKERAGE CORPORATION
July 1, 1993 - May 13, 1996
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 21, 1987 - July 2, 1993
KEOGLER, MORGAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARTER ADVISORY SERVICES, INC
CRD#: 116249 / SEC#: 801-60727
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
