Robert O. Ladino

IDB CAPITAL

Aventura, FL 33180

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CRD#: 1615271

Professional summary

Robert Othman Ladino, who also goes by Othman Robert Ladino, Robert Ladino, is a registered financial professional currently at IDB CAPITAL CORP. located in Aventura, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Othman Robert Ladino | Robert Ladino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Othman Ladino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2022 - Present

IDB CAPITAL CORP.

Office #1: 18851 Ne 29th Avenue Suite 600, Aventura, FL 33180

CRD#: 106032

Aventura, FL

Past

May 16, 2022 - December 2, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

SUNRISE, FL

Past

April 1, 2019 - October 8, 2020

SAFRA SECURITIES LLC

CRD#: 47873

AVENTURA, FL

Past

December 4, 2007 - December 12, 2018

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

MIAMI, FL

Past

January 1, 2005 - December 12, 2018

HSBC SECURITIES (USA) INC.

CRD#: 19585

MIAMI, FL

Past

December 11, 2001 - January 1, 2005

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

February 24, 1987 - July 21, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/29/2024)

Delaware
(1/17/2023)

Florida
(11/25/2022)

Maryland
(2/10/2025)

New York
(12/11/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/27/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

IDB CAPITAL CORP.

ALEXANDRA & JAMES CO. | IDB CAPITAL CORP. | IDB ASSET MANAGEMENT, A DIVISION OF IDB CAPITAL CORP. | ALEXANDRA & JAMES CO.

CRD#: 106032 / SEC#: , 8-53000

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1114 Avenue Of The Americas, New York, NY 10036

Mailing Address

1114 Avenue Of The Americas, New York, NY 10036

Phone number

(212) 551-8800

Established

New York since 09/11/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (29 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ISRAEL DISCOUNT BANK OF NEW YORK	SOLE SHAREHOLDER
CASE, LESLIE KATHRYN	SECRETARY	6058280
CLANCY, PATRICIA ANNE	CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER	2753700
FRAHER, NANCY ANN	DIRECTOR	6132794
GRANT, EDMOND F	DIRECTOR	4058518
KIM, EDWARD SANG	FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER	6702617
ROBERTS, DANIEL G	DIRECTOR	6986015
SAVIO, KENNETH JOSEPH	PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR	1428851
SAVIO, KENNETH JOSEPH	INTERIM CHAIRMAN OF THE BOARD	1428851
TREBLE, TIMOTHY	CHIEF COMPLIANCE OFFICER AND DIRECTOR	1699773

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert O. Ladino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Othman Ladino's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

SAFRA SECURITIES LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

HSBC BROKERAGE (USA) INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2002

Series 63

Date: 1/27/1987

SIE

Date: 10/1/2018

Series 7

Date: 12/10/2001

FINRA

Current Firm

IDB CAPITAL CORP.

Contact information

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

IDB CAPITAL CORP.

TRUST BUT VERIFY

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