Christina M. Carr
Professional summary
Christina Marie Carr, who also goes by Tina Carr, Christina Vezina, Christina Marie VInce, is a registered financial professional currently at OSAIC WEALTH, INC. located in Grand Ledge, Michigan.
Christina is registered as a RR (Registered Representative) and started their career in finance in 1987. Christina has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christina Marie Carr's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 820 Charlevoix Drive Suite 270, Grand Ledge, MI 48837May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
January 23, 2001 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 12, 1998 - December 31, 1999
AVANTAX INVESTMENT SERVICES, INC.
December 1, 1993 - August 8, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 1992 - September 25, 1992
PRUDENTIAL EQUITY GROUP, LLC
January 21, 1987 - January 1, 1992
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2018)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Grand Ledge, MI 48837TRUST BUT VERIFY
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