Kellie A. Will
Professional summary
Kellie Anne Will was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kellie is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Kellie had worked at 5 firms, which includes IFMG SECURITIES INC., COMMUNITY SECURITIES INC., KEY INVESTMENTS INC., INDEPENDENT FINANCIAL SECURITIES INC., J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 1996 - December 13, 1996
IFMG SECURITIES, INC.
September 14, 1995 - September 6, 1996
COMMUNITY SECURITIES, INC.
January 5, 1993 - January 3, 1996
KEY INVESTMENTS INC.
March 27, 1992 - December 31, 1992
INDEPENDENT FINANCIAL SECURITIES, INC.
October 31, 1991 - February 19, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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