Dennis T. Gordon
Professional summary
Dennis Todd Lloyd Gordon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dennis is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Dennis had worked at 30 firms, which includes TRINITY CHURCH FINANCE CORPORATION, SETON SECURITIES GROUP INC., SOLOMON ADVISORS, P. A. N. SECURITIES LP, BLUE MARBLE FINANCIAL LLC, HUNTER ASSET MANAGEMENT LLC, MCFARLAND GROSSMAN & COMPANY, MYSTOCKFUND SECURITIES INC., ELITE SECURITIES INC., TOUCHTRADE.COM INC., MCCLENDON MORRISON & PARTNERS INC., CFS DISTRIBUTORS INC., UNION CAPITAL COMPANY, SUMMIT TRADING INC., SUPERTRADE SECURITIES INC., TRADECAST SECURITIES LTD., UNITED AMERICAN INTERNATIONAL INC., IMS SECURITIES INC., PROGRESSIVE EQUITIES MANAGEMENT LLC, HUCKIN FINANCIAL GROUP INC., ZEPHYR INTERNATIONAL ENTERPRISES LTD., TRADESTAR INVESTMENTSINC., ENEX SECURITIES CORPORATION, AARON CAPITAL INCORPORATED, POST OAK CAPITAL INC., LLOYD SCOTT & VALENTI LTD., SMETEK VAN HORN AND CORMACK INC., FIRST AFFILIATED SECURITIES, MONEY CONCEPTS CAPITAL CORP, FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - July 10, 2006
TRINITY CHURCH FINANCE CORPORATION
October 25, 2004 - February 17, 2005
SETON SECURITIES GROUP, INC.
July 23, 2004 - March 15, 2007
SOLOMON ADVISORS
May 30, 2003 - October 15, 2003
P. A. N. SECURITIES, LP
March 26, 2003 - February 23, 2004
BLUE MARBLE FINANCIAL, LLC
January 2, 2003 - July 27, 2004
HUNTER ASSET MANAGEMENT, LLC
December 3, 2002 - February 15, 2005
MCFARLAND, GROSSMAN & COMPANY
December 3, 2002 - March 13, 2007
MYSTOCKFUND SECURITIES, INC.
November 6, 2002 - January 2, 2003
TRINITY CHURCH FINANCE CORPORATION
July 23, 2002 - March 12, 2007
ELITE SECURITIES, INC.
October 10, 2001 - December 20, 2004
TOUCHTRADE.COM, INC.
October 3, 2001 - December 31, 2002
MCCLENDON, MORRISON & PARTNERS, INC.
September 21, 2001 - November 27, 2001
CFS DISTRIBUTORS, INC.
August 17, 2001 - April 16, 2002
UNION CAPITAL COMPANY
March 9, 2000 - May 16, 2000
SUMMIT TRADING, INC.
April 22, 1999 - March 15, 2002
SUPERTRADE SECURITIES, INC.
December 22, 1998 - June 24, 1999
TRADECAST SECURITIES, LTD.
November 11, 1998 - November 24, 1999
UNITED AMERICAN INTERNATIONAL, INC.
November 4, 1998 - February 3, 2000
IMS SECURITIES, INC.
September 30, 1997 - November 11, 1997
PROGRESSIVE EQUITIES MANAGEMENT, LLC
August 23, 1997 - September 8, 1998
HUCKIN FINANCIAL GROUP, INC.
June 17, 1997 - February 4, 2000
ZEPHYR INTERNATIONAL ENTERPRISES, LTD.
September 30, 1996 - August 1, 1997
TRADESTAR INVESTMENTS,INC.
June 24, 1993 - November 2, 1994
ENEX SECURITIES CORPORATION
June 16, 1993 - August 29, 2001
AARON CAPITAL INCORPORATED
March 16, 1993 - September 21, 1994
POST OAK CAPITAL, INC.
August 27, 1992 - October 30, 2003
LLOYD, SCOTT & VALENTI, LTD.
April 23, 1992 - October 9, 1992
SMETEK, VAN HORN AND CORMACK, INC.
June 10, 1991 - October 30, 1991
FIRST AFFILIATED SECURITIES
April 14, 1988 - December 31, 1992
POST OAK CAPITAL, INC.
March 2, 1987 - February 9, 1988
MONEY CONCEPTS CAPITAL CORP
January 15, 1987 - March 3, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRINITY CHURCH FINANCE CORPORATION
CRD#: 14562 / SEC#: , 8-30878
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HEARN, JOHN DAVID | CHAIRMAN, BOARD OF DIRECTORS | |
| HEARN, JOHN DARNELL JR | DIRECTOR | 1303598 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
