Michael T. Hullen

LIBERTY WEALTH MANAGEMENT

Roseville, CA 95661

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CRD#: 1614485

Professional summary

Michael Terrence Hullen, CFP® is a registered financial advisor currently at LIBERTY WEALTH MANAGEMENT, LLC located in Roseville, California and AE FINANCIAL SERVICES, LLC located in Roseville, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AE FINANCIAL SERVICES, LLC; INVESTMENT RELATED. 2950 SW MCCLURE ROAD TOPEKA KS. REGISTERED REPRESENTATIVE. 08/2020. 4 HOURS PER MONTH: 2 HOURS DURING TRADING HOURS/ 2 DURING NON-TRADING HOURS. 2. HULLEN ACCOUNTANCY, LLP. NOT INVESTMENT-RELATED. 2404 PROFESSIONAL DRIVE, ROSEVILLE, CA 95661. CPA FIRM: TAX PLANNING AND PREPARATION. CPA/OWNER. 01/2008. 160 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS / 80 DURING NON-TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Terrence Hullen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 17, 2018 - Present

LIBERTY WEALTH MANAGEMENT, LLC

Office #1: 2404 Professional Drive, Roseville, CA 95661

RIA

CRD#: 286001

Roseville, CA

Current

August 10, 2020 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 2404 Professional Drive, Roseville, CA 95661

CRD#: 298608

Roseville, CA

Past

May 21, 2008 - October 10, 2018

LIBERTY GROUP, LLC

RIA

CRD#: 106036

ROSEVILLE, CA

Past

May 20, 2008 - November 17, 2020

LIBERTY GROUP, LLC

CRD#: 106036

ROSEVILLE, CA

Past

July 20, 2007 - May 5, 2008

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

ROSEVILLE, CA

Past

July 20, 2007 - May 5, 2008

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

ROSEVILLE, CA

Past

June 1, 2005 - July 31, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ROSEVILLE, CA

Past

June 1, 2005 - July 31, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

ROSEVILLE, CA

Past

December 2, 2003 - June 1, 2005

MONY SECURITIES CORPORATION

RIA

CRD#: 4386

ROSEVILLE, CA

Past

December 2, 2003 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

July 17, 2002 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

RIA

CRD#: 24049

ROSEVILLE, CA

Past

December 21, 2001 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

June 16, 1998 - December 18, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

January 21, 1987 - February 4, 1991

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY WEALTH MANAGEMENT, LLC

CRD#: 286001 / SEC#: 801-112351

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(5/17/2018)

California
(8/10/2020)

Colorado
(8/10/2020)

Nevada
(8/10/2020)

Texas
(8/10/2020)

IAR

Texas
(5/18/2022)

Wisconsin
(8/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/29/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LIBERTY WEALTH MANAGEMENT, LLC

CRD#: 286001 / SEC#: 801-112351

RIA

Registered Investment Advisory firm - (1/19/2018 Approved)

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Contact information

Main Address

411 30th Street 2nd Floor, Oakland, CA 94609

Mailing Address

Phone number

(510) 658-1880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LWM FORM ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	3,896
AUM (Assets Under Management)	$ 1,469,902,558

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Hullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Terrence Hullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

LIBERTY GROUP, LLC

LIBERTY GROUP, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

TRUSTED SECURITIES ADVISORS CORP.

TRUSTED SECURITIES ADVISORS CORP.

AVANTAX INVESTMENT SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

LIBERTY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/1999

Series 63

Date: 8/25/1998

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2005

Series 6

Date: 5/29/1998

FINRA

Current Firm

LIBERTY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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