Daryl D. Eckman

ECKMAN WEALTH MANAGEMENT

Mesa, AZ

Some features on this profile are disabled

CRD#: 1614453

Professional summary

Daryl David Eckman, who also goes by Daryl Eckman, is a registered financial advisor currently at ECKMAN WEALTH MANAGEMENT, LLC located in Mesa, Arizona.

Daryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Daryl has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daryl Eckman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Eckman Wealth Management. RIA. 1421 S Maple Mesa AZ 85206. President. 01/31/2012, 20HRS P MONTH. RIA BUYING AND SELLING ORDERS, CLIENT PHONE CALLS AND COMPLIANCE ISSUES MAJORITY OF THE TIME. 2) FIXED INSURANCE; NOT INVESTMENT RELATED; 1421 S Maple Mesa AZ 85206; INSURANCE SALES; INSURANCE BROKER; 03/2018; 2 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; SALES AND SERVICE OF FIXED INSURANCE PRODUCTS SUCH AS LIFE AND HEALTH INSURANCE 3) FARM LAND RENTAL; 01/2012; NOT INVESTMENT RELATED; 22300 MOONLIGHT ROAD SPRINGHILL, KS 66083; LAND RENTAL; LANDLORD; 1 HOUR/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; FACILITATE LEASE OF SMALL FARM LAND ACREAGE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl David Eckman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2012 - Present

ECKMAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 159934

Mesa, AZ

Past

February 8, 2012 - November 4, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Mesa, AZ

Past

June 5, 2007 - January 31, 2012

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

PRAIRIE VILLAGE, KS

Past

May 18, 2007 - January 31, 2012

FFEC WEALTH PARTNERS LLC

CRD#: 16507

SCOTTSDALE, AZ

Past

September 12, 2006 - June 4, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SCOTTSDALE, AZ

Past

August 12, 2006 - June 4, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SCOTTSDALE, AZ

Past

October 13, 2000 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

SCOTTSDALE, AZ

Past

August 25, 1989 - October 18, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 26, 1987 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/1/2012)

IAR

California
(6/18/2015)

IAR

Colorado
(6/5/2015)

IAR

Kansas
(2/3/2012)

IAR

Missouri
(5/11/2016)

IAR

Texas
(3/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/12/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Current Firm

ECKMAN WEALTH MANAGEMENT, LLC

CRD#: 159934 / SEC#:

Arizona

Registered Investment Advisory firm - (3/1/2012 Approved)

California

Registered Investment Advisory firm - (6/17/2015 Approved)

Colorado

Registered Investment Advisory firm - (6/5/2015 Approved)

Florida

Registered Investment Advisory firm - (4/9/2024 Approved)

Kansas

Registered Investment Advisory firm - (2/3/2012 Approved)

Louisiana

Registered Investment Advisory firm - (12/6/2023 Terminated)

Missouri

Registered Investment Advisory firm - (8/7/2015 Approved)

New York

Registered Investment Advisory firm - (7/29/2021 Approved)

Texas

Registered Investment Advisory firm - (7/15/2013 Conditional Restricted)

Washington

Registered Investment Advisory firm - (11/9/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(888) 545-4746

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 62,333,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daryl D. Eckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daryl David Eckman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/2016

Series 63

Date: 2/25/1987

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 4/12/2004

Series 7

Date: 2/21/1987

Current Firm

ECKMAN WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ECKMAN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors