William P. Mulligan
Professional summary
William Peter Mulligan JR., who also goes by William Peter Mulligan Jr, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1988. William has worked at 4 firms and has passed the Series 57TO, SIE, Series 55, Series 7, Series 25, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Peter Mulligan JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2000 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005Office #2: 40 Wall Street 42nd Floor New York, Ny, NY 10005July 28, 2004 - June 30, 2016
AMERIVEST PARTNERS, LLC
May 9, 2001 - November 3, 2006
LABRANCHE FINANCIAL SERVICES, LLC
June 21, 1988 - November 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/19/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 3/9/2000
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
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