Pfilip G. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pfilip Gardnyr Hunt JR was a registered financial professional .
Pfilip is a previously registered financial professional and started their career in finance in 1987. Pfilip had worked at 4 firms and has passed the Series 63, SIE, Series 50, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - December 31, 2018
LEVEL FOUR FINANCIAL, LLC
August 6, 1992 - November 29, 2013
GARDNYR MICHAEL CAPITAL, INC.
April 3, 1991 - July 28, 1992
SUMMIT CAPITAL MARKETS, INC.
April 21, 1987 - April 23, 1991
SOUTHEASTERN CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEVEL FOUR FINANCIAL, LLC
CRD#: 25700 / SEC#: 801-65811, 8-41965
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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