Craig A. Jackson

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CRD#: 1613915

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Craig Allen Jackson was a registered financial professional .

Craig is a previously registered financial professional and started their career in finance in 1987. Craig had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START DATE UNKNOWN, <1HR/WK (TRADING HOURS), INSURANCE AGENT, SELLS FIXED INSURANCE AND ANNUITIES; 2. NAME OF OTHER BUSINESS: LIONS CLUB, INVESTMENT RELATED: NO, ADDRESS: N/A, NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, DIRECTOR, FINANCE CHAIR, START DATE: UNKNOWN, APX NUMBER OF HOURS PER WEEK: N/A, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: N/A; 3. NAME OF OTHER BUSINESS: ROSEBERG COMMUNITY CANCER CENTER; INVESTMENT RELATED: NO; ADDRESS: 2880 NW STEWARD PKWY, ROSEBURG, OR 97471; NATURE OF BUSINESS: CANCER CENTER; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2.5; APX NUMBER OF HOURS DURING TRADING HOURS: 2.5; BRIEF DESCRIPTION OF DUTIES: RUN MEETINGS OF BOTH THE EXECUTIVE COMMITTEE AND THE BOARD OF DIRECTORS; 4. NAME OF OTHER BUSINESS: KINGS COUNTY CALIFORNIA-MINERAL RIGHTS, INVESTMENT RELATED: NO, ADDRESS: N/A, NATURE OF BUSINESS: MINERAL RIGHTS LEASES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: UNKNOWN, APX NUMBER OF HOURS PER WEEK: N/A, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: UNKNOWN; 5.NAME OF OTHER BUSINESS: WESTERN FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: OSJ BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISORY SERVICES 6. NAME OF OTHER BUSINESS: INN OF THE SEVENTH MOUNTAIN/WYNDAM RESORT INVESTMENT RELATED: NO ADDRESS: 18575 SW CENTURY DR. BEND, OR 97702 NATURE OF BUSINESS: TIME SHARE START DATE: 3/2014 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: PART OWNER BRIEF DESCRIPTION OF DUTIES: PAY RENT 7. NAME OF OTHER BUSINESS: CASCADE COMMUNITY CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: P O BOX 1166 ROSEBURG OR 97470; NATURE OF BUSINESS: CREDIT UNION; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: SHARES COMMISSIONS WITH CU ON REFERRAL BUSINESS FOR CLIENT SECURITY TRANSACTIONS;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 13, 2002 - May 1, 2006

GRAYDON-ELLIOT CAPITAL, LLC

CRD#: 119231

ABBOTSFORD,

Past

June 25, 2002 - November 21, 2004

GRAYDON-ELLIOT CAPITAL, LLC

RIA

CRD#: 119231

ROSEBURG, OR

Past

June 25, 2002 - May 26, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ROSEBURG, OR

Past

June 7, 2002 - May 26, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ROSEBURG, OR

Past

February 12, 1990 - June 7, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

January 23, 1987 - February 15, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/23/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 5/10/2002

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/22/1995

General Securities Principal Examination

Current Firm

GRAYDON-ELLIOT CAPITAL, LLC

GRAYDON-ELLIOT CAPITAL, LLC | NORTHWEST CONSULTING, LLC

CRD#: 119231 / SEC#: , 8-65255

Terminated by SEC on 05/20/2007

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Contact information

Main Address

Mailing Address

Phone number

Established

Oregon since 01/10/2002

Firm type

Limited Liability Company

Fiscal year end

September

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
GRAYDON-ELLIOT CAPITAL PARTNERS	SOLE SHAREHOLDER
GELINEAU, RODNEY JAMES MR	CHAIRMAN, MANAGEMENT BOARD	4209735
JOHNSTON, ROY THOMAS MR	FINANCIAL AND OPERATIONS PRINCIPAL	5206521

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig A. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GRAYDON-ELLIOT CAPITAL, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1999

Series 63

Date: 1/28/1987

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 2/23/1987

Series 7

Date: 1/17/1987

Series 28

Date: 5/10/2002

Series 24

Date: 11/22/1995

Current Firm

GRAYDON-ELLIOT CAPITAL, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GRAYDON-ELLIOT CAPITAL, LLC

TRUST BUT VERIFY

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