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CJ

Craig Allen Jackson

CRD# 1613915·Registered 1987 - 2006
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig Allen Jackson was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1987 - 2006. Craig had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

GRAYDON-ELLIOT CAPITAL, LLC·CRD# 119231
BD
Abbotsford
September 13, 2002 - May 1, 2006
GRAYDON-ELLIOT CAPITAL, LLC·CRD# 119231
RIA
Roseburg, OR
June 25, 2002 - November 21, 2004
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Roseburg, OR
June 25, 2002 - May 26, 2023
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Roseburg, OR
June 7, 2002 - May 26, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
February 12, 1990 - June 7, 2002
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 23, 1987 - February 15, 1990

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Current Firm

GC
GRAYDON-ELLIOT CAPITAL, LLC

GRAYDON-ELLIOT CAPITAL, LLC | NORTHWEST CONSULTING, LLC

CRD#: 119231 / SEC#: 8-65255
BD
Terminated by SEC on 05/20/2007

Contact Information

Established

Oregon since 01/10/2002

Firm Type

Limited Liability Company

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
GRAYDON-ELLIOT CAPITAL PARTNERSSOLE SHAREHOLDER—
GELINEAU, RODNEY JAMES MRCHAIRMAN, MANAGEMENT BOARD4209735
JOHNSTON, ROY THOMAS MRFINANCIAL AND OPERATIONS PRINCIPAL5206521

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START DATE UNKNOWN, <1HR/WK (TRADING HOURS), INSURANCE AGENT, SELLS FIXED INSURANCE AND ANNUITIES; 2. NAME OF OTHER BUSINESS: LIONS CLUB, INVESTMENT RELATED: NO, ADDRESS: N/A, NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, DIRECTOR, FINANCE CHAIR, START DATE: UNKNOWN, APX NUMBER OF HOURS PER WEEK: N/A, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: N/A; 3. NAME OF OTHER BUSINESS: ROSEBERG COMMUNITY CANCER CENTER; INVESTMENT RELATED: NO; ADDRESS: 2880 NW STEWARD PKWY, ROSEBURG, OR 97471; NATURE OF BUSINESS: CANCER CENTER; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2.5; APX NUMBER OF HOURS DURING TRADING HOURS: 2.5; BRIEF DESCRIPTION OF DUTIES: RUN MEETINGS OF BOTH THE EXECUTIVE COMMITTEE AND THE BOARD OF DIRECTORS; 4. NAME OF OTHER BUSINESS: KINGS COUNTY CALIFORNIA-MINERAL RIGHTS, INVESTMENT RELATED: NO, ADDRESS: N/A, NATURE OF BUSINESS: MINERAL RIGHTS LEASES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: UNKNOWN, APX NUMBER OF HOURS PER WEEK: N/A, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: UNKNOWN; 5.NAME OF OTHER BUSINESS: WESTERN FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: OSJ BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISORY SERVICES 6. NAME OF OTHER BUSINESS: INN OF THE SEVENTH MOUNTAIN/WYNDAM RESORT INVESTMENT RELATED: NO ADDRESS: 18575 SW CENTURY DR. BEND, OR 97702 NATURE OF BUSINESS: TIME SHARE START DATE: 3/2014 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: PART OWNER BRIEF DESCRIPTION OF DUTIES: PAY RENT 7. NAME OF OTHER BUSINESS: CASCADE COMMUNITY CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: P O BOX 1166 ROSEBURG OR 97470; NATURE OF BUSINESS: CREDIT UNION; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: SHARES COMMISSIONS WITH CU ON REFERRAL BUSINESS FOR CLIENT SECURITY TRANSACTIONS;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1987About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1987About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed May 2002About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Nov 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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CJ
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