Max E. Neher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Max Eugene Neher was a registered financial professional .
Max is a previously registered financial professional and started their career in finance in 1987. Max had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2014 - December 31, 2015
MORRIS GROUP, INC.
December 1, 2006 - July 23, 2014
QUESTAR CAPITAL CORPORATION
June 27, 2001 - December 1, 2006
USALLIANZ SECURITIES, INC.
April 19, 1995 - June 27, 2001
CARDINAL INVESTMENTS, INC.
November 15, 1993 - May 22, 1995
WALNUT STREET SECURITIES, INC.
July 22, 1992 - November 16, 1993
MARINER FINANCIAL SERVICES, INC.
February 2, 1987 - June 5, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORRIS GROUP, INC.
CRD#: 13181 / SEC#: , 8-28916
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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