DM
Daniel J. Murphy
MURPHY WEALTH MANAGEMENT GROUP
Fishkill, NY 12524
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CRD#: 1613634
DM
Professional summary
Daniel James Murphy JR, CFP® is a registered financial advisor currently at MURPHY WEALTH MANAGEMENT GROUP located in Fishkill, New York and LPL FINANCIAL LLC located in Fishkill, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/17/1996: CFK LIFE PLANS - Insurance Agency - Investment Related - At Reported Business Location(s) - No Time Spent 2) 1/13/2011 - Murphy Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 3) 10/08/2015: No Business Name - Real Estate Rental - Investment Related - 8256 East Arabian Trail, Unit #148, Scottsdale, AZ 85258 - Start 05/01/2007 - 0 Hr/Mo 4) 10/06/2016: No Business Name - Notary - Not Investment Related - 60 Merritt Blvd., Suite 106, Fishkill, NY 12524 - Start 08/01/1995 - 0 Hr/Mo - Notary Public 5) 12/2/2021 - MWMG Tax Services, LLC - DBA: Murphy Wealth Management Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 01/01/2022 - 0 Hours Per Month. 6) 12/6/2021 - Murphy Wealth Management Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2020 - 200 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Murphy Wealth Management Group, Inc., an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Murphy JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
May 20, 2021 - Present
MURPHY WEALTH MANAGEMENT GROUP
Office #1: 60 Merritt Blvd. Suite 106, Fishkill, NY 12524RIA
CRD#: 277161
Fishkill, NY
Current
August 22, 1991 - Present
LPL FINANCIAL LLC
Office #1: 60 Merritt Blvd, Suite 106, Fishkill, NY 12524RIA
BD
CRD#: 6413
Fishkill, NY
Past
September 29, 2015 - December 31, 2017
MURPHY WEALTH MANAGEMENT GROUP
RIA
CRD#: 277161
FISHKILL, NY
Past
November 17, 1997 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAGRANGEVILLE, NY
Past
April 20, 1990 - August 22, 1991
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
February 12, 1987 - April 30, 1990
JONATHAN ALAN & CO., INC.
BD
CRD#: 15914
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MURPHY WEALTH MANAGEMENT GROUP
MURPHY WEALTH MANAGEMENT GROUP | MURPHY WEALTH MANAGEMENT GROUP, LLC | MURPHY WEALTH MANAGEMENT GROUP, INC.
CRD#: 277161 / SEC#: 801-108780
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Connecticut
Registered Investment Advisory firm - (1/13/2017 Terminated)Florida
Registered Investment Advisory firm - (1/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (2/7/2017 Terminated)New York
Registered Investment Advisory firm - (1/5/2017 Terminated)North Carolina
Registered Investment Advisory firm - (1/5/2017 Terminated)Texas
Registered Investment Advisory firm - (1/5/2017 Terminated)Virginia
Registered Investment Advisory firm - (1/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/27/1999)
RR
California(3/28/2000)
RR
Colorado(8/25/2008)
RR
Connecticut(8/22/1991)
RR
Florida(4/6/1993)
RR
Georgia(6/4/1997)
RR
Illinois(2/10/2004)
RR
Indiana(5/16/2005)
RR
Iowa(12/6/2017)
RR
Maine(7/27/2000)
RR
Maryland(12/18/2007)
RR
Massachusetts(9/7/1999)
RR
Missouri(1/30/2006)
RR
Montana(5/16/2005)
RR
New Hampshire(3/20/2003)
RR
New Jersey(10/10/1997)
RR
New Mexico(2/1/2012)
RR
New York(8/22/1991)
IAR
New York(5/20/2021)
RR
North Carolina(9/7/1995)
RR
Ohio(2/7/2006)
RR
Pennsylvania(3/16/2005)
RR
Rhode Island(12/8/1997)
RR
South Carolina(9/17/1999)
RR
South Dakota(5/5/2014)
RR
Tennessee(2/8/2018)
RR
Texas(11/17/1997)
RR
Utah(10/11/2006)
RR
Vermont(4/17/2013)
RR
Virginia(9/7/1999)
RR
Washington(6/9/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/21/1992
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MURPHY WEALTH MANAGEMENT GROUP
MURPHY WEALTH MANAGEMENT GROUP | MURPHY WEALTH MANAGEMENT GROUP, LLC | MURPHY WEALTH MANAGEMENT GROUP, INC.
CRD#: 277161 / SEC#: 801-108780
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Connecticut
Registered Investment Advisory firm - (1/13/2017 Terminated)Florida
Registered Investment Advisory firm - (1/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (2/7/2017 Terminated)New York
Registered Investment Advisory firm - (1/5/2017 Terminated)North Carolina
Registered Investment Advisory firm - (1/5/2017 Terminated)Texas
Registered Investment Advisory firm - (1/5/2017 Terminated)Virginia
Registered Investment Advisory firm - (1/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
60 Merritt Blvd. Suite 106, Fishkill, NY 12524
Mailing Address
Phone number
(845) 226-1200
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 838 |
| AUM (Assets Under Management) | $ 215,956,501 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MURPHY WEALTH MANAGEMENT GROUP
CRD#: 277161Fishkill, NY 12524TRUST BUT VERIFY
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