Daniel James Murphy Jr
CFP®Professional Summary
Daniel James Murphy JR, CFP® is a registered financial advisor currently at MURPHY WEALTH MANAGEMENT GROUP located in Fishkill, New York and LPL FINANCIAL LLC located in Fishkill, New York. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 22, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
MURPHY WEALTH MANAGEMENT GROUP | MURPHY WEALTH MANAGEMENT GROUP, LLC | MURPHY WEALTH MANAGEMENT GROUP, INC.
Contact Information
Main Address
60 Merritt Blvd. Suite 106, Fishkill, NY 12524Phone Number
(845) 226-1200# of Employees
6SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
860AUM (Assets Under Management)
$251,868,217Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MURPHY WEALTH MANAGEMENT GROUP | MURPHY WEALTH MANAGEMENT GROUP, LLC | MURPHY WEALTH MANAGEMENT GROUP, INC.
State Registrations and Notice Filings
(8/27/1999)
(3/28/2000)
(8/25/2008)
(8/22/1991)
(4/6/1993)
(6/4/1997)
(2/10/2004)
(5/16/2005)
(12/6/2017)
(7/27/2000)
(12/18/2007)
(9/7/1999)
(1/30/2006)
(5/16/2005)
(3/20/2003)
(10/10/1997)
(2/1/2012)
(8/22/1991)
(5/20/2021)
(9/7/1995)
(2/7/2006)
(3/16/2005)
(12/8/1997)
(9/17/1999)
(5/5/2014)
(2/8/2018)
(11/17/1997)
(10/11/2006)
(4/17/2013)
(9/7/1999)
(6/9/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed May 1992Series 22 — Direct Participation Programs Representative Examination
Passed Sep 1987About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel James Murphy JR's CRS (Customer Relationship Summary).
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