Thomas M. Hodell

ADAPT WEALTH ADVISORS | Financial Advisor

Surf City, NC

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CRD#: 1613602

Professional summary

Thomas Michael Hodell, CFP®, who also goes by Tim Hodell, is a registered financial advisor currently at ADAPT WEALTH ADVISORS, LLC located in Surf City, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Thomas has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Tax Planning

Estate Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Tim Hodell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Employment; Southeastern Business Endeavors; Associate Financial Advisor; Atlanta, GA 30328; Investment Related; September 2021; 20-39 hours per month; 20-39 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Hodell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

February 15, 2024 - Present

ADAPT WEALTH ADVISORS, LLC

RIA

CRD#: 329448

Surf City, NC

Past

February 4, 2003 - February 21, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MILLEDGEVILLE, GA

Past

February 24, 1987 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 24, 1987 - February 21, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MILLEDGEVILLE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAPT WEALTH ADVISORS, LLC

ADAPT WEALTH ADVISORS, LLC | ROY WEALTH ADVISORS, LLC | ROY WEALTH ADVISORS

CRD#: 329448 / SEC#: 801-129358

RIA

Registered Investment Advisory firm - (2/7/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Current Firm

ADAPT WEALTH ADVISORS, LLC

ADAPT WEALTH ADVISORS, LLC | ROY WEALTH ADVISORS, LLC | ROY WEALTH ADVISORS

CRD#: 329448 / SEC#: 801-129358

RIA

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

6285 Barfield Rd. Suite 250, Atlanta, GA 30328

Mailing Address

Phone number

(404) 594-5559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADAPT WEALTH ADVISORS ADV PART 2A 02-06-2025 (2/6/2025)

Regulatory assets under management

Total Number of Accounts	1,122
AUM (Assets Under Management)	$ 327,765,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Thomas M. Hodell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Hodell's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ADAPT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/1987

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1987

Current Firm

ADAPT WEALTH ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAPT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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