Ellen P. Abell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Penrod Abell, who also goes by Ellen P Hackmann, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1987. Ellen had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2010 - October 26, 2017
BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC
August 4, 1993 - November 14, 1994
CONCORD SERVICES L.L.C.
September 19, 1990 - May 25, 1993
OLD KENT FINANCIAL ADVISORS
January 21, 1987 - July 25, 1989
NORTHERN TRUST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC
CRD#: 149472 / SEC#: 801-69933
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
