Frank J. Zak
Professional summary
Frank Jay Zak is a registered financial advisor currently at ZAK ADVISORY, LLC located in Rocky River, Ohio.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Frank has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Jay Zak's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2012 - Present
ZAK ADVISORY, LLC
Office #1: 19035 Old Detroit Road Suite 210, Rocky River, OH 44116July 3, 2003 - February 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
September 4, 1990 - February 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 5, 1990 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
February 15, 1988 - February 14, 1990
LEHMAN BROTHERS INC.
January 21, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/26/2012)
Exams
Current Firm
ZAK ADVISORY, LLC
CRD#: 162308 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 5,968,480 |
Red Flags
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