Jerry D. Dickinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Dean Dickinson was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1987. Jerry had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2005 - October 23, 2019
1ST GLOBAL ADVISORS INC
June 27, 1995 - November 2, 2010
FDT WEALTHCARE, INC.
January 3, 1995 - October 23, 2019
1ST GLOBAL CAPITAL CORP.
June 18, 1989 - December 31, 1994
SUNAMERICA SECURITIES, INC.
March 23, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
March 18, 1987 - April 5, 1988
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL ADVISORS INC
CRD#: 111133 / SEC#: 801-41517
Contact information
Documents
Part 2 Brochures
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
