MH
Miles M. Hornak
K&S WEALTH ADVISORS
Lubbock, TX 79424
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CRD#: 1613320
MH
Professional summary
Miles Matthew Hornak is a registered financial advisor currently at K&S WEALTH ADVISORS, LLC located in Lubbock, Texas and KUYKENDALL & SCHNEIDER, INC. located in Lubbock, Texas.
Miles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Miles has worked at 2 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In addition to serving as President of Kuykendall & Schneider, Inc., Miles Matthew Hornak is the sole owner of K&S Wealth Advisors, LLC, a registered investment advisory firm. His positions with this firm include Registered Investment Advisor, Chief Compliance Officer, and President. The address of the business is 8009 Genoa Avenue, Lubbock, TX 79424. He offers clients advice and/or products from this activity. Clients should be aware that these services pay an advisory fee and involve a possible conflict of interest. Clients are in no way required to utilize the services of any representative of K&S Wealth Advisors, LLC in such individual's outside capacity. This firm was established in 2018. Approximate 80 hours per month is devoted to this business, including approximately 3 hours per day during securities trading hours. Miles supervises all activities of the firm and makes all investment recommendations to the clients of the firm.
CRS (Client Relationship Summary) - RIA
Click below to view Miles Matthew Hornak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2018 - Present
K&S WEALTH ADVISORS, LLC
Office #1: 8009 Genoa Avenue, Lubbock, TX 79424RIA
CRD#: 294310
Lubbock, TX
Current
May 7, 1987 - Present
KUYKENDALL & SCHNEIDER, INC.
Office #1: 8009 Genoa Avenue, Lubbock, TX 79424Office #2: 8009 Genoa Avenue, Lubbock, TX 79424BD
CRD#: 6506
Lubbock, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/11/2013)
RR
Arkansas(11/20/2017)
RR
California(9/30/1998)
RR
Colorado(9/30/1998)
RR
Florida(6/23/2000)
RR
Georgia(7/9/2010)
RR
Iowa(7/31/2002)
RR
Maryland(5/17/2018)
RR
Massachusetts(6/10/2022)
IAR
New Mexico(2/10/2020)
RR
North Carolina(9/2/2014)
RR
Oklahoma(6/15/2004)
RR
Oregon(1/14/2019)
RR
Tennessee(6/22/2022)
RR
Texas(5/8/1987)
IAR
Texas(4/20/2018)
RR
Virginia(1/7/2016)
RR
Washington(11/12/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KW
K&S WEALTH ADVISORS, LLC
K&S WEALTH ADVISORS, LLC
CRD#: 294310 / SEC#:
New Mexico
Registered Investment Advisory firm - (2/4/2020 Approved)Texas
Registered Investment Advisory firm - (4/20/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8009 Genoa Avenue, Lubbock, TX 79424
Mailing Address
Phone number
(806) 793-2527
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 111 |
| AUM (Assets Under Management) | $ 60,361,912 |
Red Flags
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Company Information
K&S WEALTH ADVISORS, LLC
CRD#: 294310Lubbock, TX 79424TRUST BUT VERIFY
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