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MH

Miles M. Hornak

K&S WEALTH ADVISORS
Lubbock, TX 79424
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CRD#: 1613320
MH

Professional summary


Miles Matthew Hornak is a registered financial advisor currently at K&S WEALTH ADVISORS, LLC located in Lubbock, Texas and KUYKENDALL & SCHNEIDER, INC. located in Lubbock, Texas.

Miles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Miles has worked at 2 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In addition to serving as President of Kuykendall & Schneider, Inc., Miles Matthew Hornak is the sole owner of K&S Wealth Advisors, LLC, a registered investment advisory firm. His positions with this firm include Registered Investment Advisor, Chief Compliance Officer, and President. The address of the business is 8009 Genoa Avenue, Lubbock, TX 79424. He offers clients advice and/or products from this activity. Clients should be aware that these services pay an advisory fee and involve a possible conflict of interest. Clients are in no way required to utilize the services of any representative of K&S Wealth Advisors, LLC in such individual's outside capacity. This firm was established in 2018. Approximate 80 hours per month is devoted to this business, including approximately 3 hours per day during securities trading hours. Miles supervises all activities of the firm and makes all investment recommendations to the clients of the firm.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Miles Matthew Hornak's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 20, 2018 - Present

K&S WEALTH ADVISORS, LLC

Office #1: 8009 Genoa Avenue, Lubbock, TX 79424
RIA
CRD#: 294310
Lubbock, TX
Current

May 7, 1987 - Present

KUYKENDALL & SCHNEIDER, INC.

Office #1: 8009 Genoa Avenue, Lubbock, TX 79424Office #2: 8009 Genoa Avenue, Lubbock, TX 79424
BD
CRD#: 6506
Lubbock, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/11/2013)
RR
Arkansas
(11/20/2017)
RR
California
(9/30/1998)
RR
Colorado
(9/30/1998)
RR
Florida
(6/23/2000)
RR
Georgia
(7/9/2010)
RR
Iowa
(7/31/2002)
RR
Maryland
(5/17/2018)
RR
Massachusetts
(6/10/2022)
IAR
New Mexico
(2/10/2020)
RR
North Carolina
(9/2/2014)
RR
Oklahoma
(6/15/2004)
RR
Oregon
(1/14/2019)
RR
Tennessee
(6/22/2022)
RR
Texas
(5/8/1987)
IAR
Texas
(4/20/2018)
RR
Virginia
(1/7/2016)
RR
Washington
(11/12/2008)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/17/2016
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KW
K&S WEALTH ADVISORS, LLC
K&S WEALTH ADVISORS, LLC

CRD#: 294310 / SEC#:

New Mexico
Registered Investment Advisory firm - (2/4/2020 Approved)
Texas
Registered Investment Advisory firm - (4/20/2018 Approved)
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Contact information


Main Address
8009 Genoa Avenue, Lubbock, TX 79424
Mailing Address
Phone number
(806) 793-2527
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts111
AUM (Assets Under Management)$ 60,361,912

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


K&S WEALTH ADVISORS, LLC

CRD#: 294310Lubbock, TX 79424

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