Dwayne H. Wyche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dwayne Hassan Wyche, who also goes by Dwayne Hassan Wyche Sr, was a registered financial professional .
Dwayne is a previously registered financial professional and started their career in finance in 2019. Dwayne had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2022 - December 31, 2024
RIDGEBACK INVESTMENT ADVISORS
July 9, 2021 - November 11, 2021
EQUITY SERVICES, INC.
July 8, 2021 - November 11, 2021
EQUITY SERVICES, INC.
August 26, 2019 - June 2, 2020
HORNOR, TOWNSEND & KENT, LLC
May 31, 2019 - June 2, 2020
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/22/2018
General Securities Representative ExaminationCurrent Firm
RIDGEBACK INVESTMENT ADVISORS
CRD#: 318750 / SEC#:
Contact information
Red Flags
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