George R. Dequattro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Robert Dequattro, who also goes by George R Dequattro, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1986. George had worked at 4 firms and has passed the Series 24 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 1989 - January 26, 1998
CANTOR FITZGERALD SECURITIES
December 7, 1989 - January 26, 1998
MINT BROKERS
July 27, 1987 - September 23, 1988
CANTOR FITZGERALD MBS BROKERS, INC.
December 23, 1986 - February 24, 1989
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
CANTOR FITZGERALD SECURITIES
CRD#: 19660 / SEC#: , 8-37708
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFLP CFS I HOLDINGS, L.P. | MANAGING PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER | 1161513 |
| CFGM CFS HOLDINGS, LLC | PARTNER | |
| GOLDMAN, IRVIN JAN | CEO AND PRESIDENT DEBT CAPITAL MARKETS AND ASSET MANGEMENT | 1265520 |
| LIPSON, RICHARD ROBERT | CHIEF FINANCIAL OFFICER | 2378464 |
| MERKEL, STEPHEN M | CHIEF LEGAL OFFICE | 2366318 |
| WELS, ANDREW CRAIG | CHIEF COMPLIANCE OFFICE | 1970864 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
