William G. Buck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gary Buck, who also goes by Bill Buck, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 7 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 1992 - August 26, 1992
ECKARD INVESTMENT SERVICES, INC.
May 6, 1991 - September 3, 1991
LAMOTHE & MASSAD SECURITIES, INC.
February 17, 1989 - January 30, 1990
SOUTHARD SECURITIES CORPORATION
January 9, 1989 - February 23, 1989
MACOIL FINANCIAL GROUP, INC.
August 2, 1988 - January 4, 1989
BALLY SECURITIES, INC.
January 1, 1988 - July 29, 1988
THUNDERBIRD CAPITAL, INC.
March 9, 1987 - June 5, 1987
TEXAKOMA FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ECKARD INVESTMENT SERVICES, INC.
CRD#: 2711 / SEC#: , 8-6011
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
