Harvey W. Reinhardt

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CRD#: 1612651

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harvey Wallace Reinhardt was a registered financial professional .

Harvey is a previously registered financial professional and started their career in finance in 1987. Harvey had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 4, 2015 - July 16, 2018

ACORN FINANCIAL ADVISORY SERVICES, INC.

RIA

CRD#: 116763

Goldsboro, NC

Past

October 30, 2015 - July 16, 2018

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

GOLDSBORO, NC

Past

April 30, 2010 - November 4, 2015

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

GOLDSBORO, NC

Past

April 30, 2010 - November 4, 2015

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

GOLDSBORO, NC

Past

February 7, 2003 - May 4, 2010

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

GOLDSBORO, NC

Past

February 1, 2003 - May 4, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

GOLDSBORO, NC

Past

December 31, 2001 - February 3, 2003

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MOORESVILLE, NC

Past

March 22, 1991 - February 3, 2003

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

January 18, 1990 - March 27, 1991

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

FORT WAYNE, IN

Past

May 22, 1989 - December 31, 1989

COMPREHENSIVE FINANCIAL SERVICES, INC.

CRD#: 22710

Past

January 22, 1987 - June 2, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACORN FINANCIAL ADVISORY SERVICES, INC.

CRD#: 116763 / SEC#: 801-66477

RIA

Registered Investment Advisory firm - (5/1/2006 Approved)

District of Columbia

Registered Investment Advisory firm - (7/20/2006 Terminated)

Maryland

Registered Investment Advisory firm - (8/10/2006 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/2/2006 Terminated)

Virginia

Registered Investment Advisory firm - (7/20/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 9/14/2010

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/20/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/6/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ACORN FINANCIAL ADVISORY SERVICES, INC.

CRD#: 116763 / SEC#: 801-66477

RIA

Registered Investment Advisory firm - (5/1/2006 Approved)

District of Columbia

Registered Investment Advisory firm - (7/20/2006 Terminated)

Maryland

Registered Investment Advisory firm - (8/10/2006 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/2/2006 Terminated)

Virginia

Registered Investment Advisory firm - (7/20/2006 Terminated)

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Contact information

Main Address

1900 Campus Commons Drive Suite 600, Reston, VA 20191

Mailing Address

Phone number

(703) 293-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts	5,179
AUM (Assets Under Management)	$ 1,234,541,815

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
01/10/2025	Cover Page	Report
12/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harvey W. Reinhardt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

COMPREHENSIVE FINANCIAL SERVICES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ACORN FINANCIAL ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/1995

Series 63

Date: 1/20/1987

SIE

Date: 7/16/2018

Series 22

Date: 9/14/2010

Series 6

Date: 1/20/1987

Series 26

Date: 1/6/2003

Current Firm

ACORN FINANCIAL ADVISORY SERVICES, INC.

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ACORN FINANCIAL ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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