Kenneth L. Ingram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Lowell Ingram was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1987. Kenneth had worked at 9 firms and has passed the Series 63, Series 52, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2005 - December 31, 2010
WRP INVESTMENTS, INC.
October 25, 2002 - July 7, 2005
THE O.N. EQUITY SALES COMPANY
May 9, 1997 - October 24, 2002
OGILVIE SECURITY ADVISORS CORPORATION
January 1, 1996 - May 20, 1997
IFG NETWORK SECURITIES, INC.
July 18, 1995 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
February 14, 1994 - June 30, 1995
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 12, 1990 - February 16, 1994
TRANSAMERICA SECURITIES SALES CORPORATION
February 12, 1990 - February 16, 1994
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 6, 1987 - February 21, 1990
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/14/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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