Charles M. Crabill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Michael Crabill was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1987. Charles had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2007 - October 14, 2025
WALTER KEENAN WEALTH MANAGEMENT
November 26, 2001 - May 18, 2005
WELLS FARGO INVESTMENTS, LLC
November 6, 2001 - May 18, 2005
WELLS FARGO INVESTMENTS, LLC
February 1, 1999 - February 21, 2001
BANC ONE SECURITIES CORPORATION
June 25, 1997 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
February 26, 1987 - June 19, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
WALTER KEENAN WEALTH MANAGEMENT
CRD#: 104838 / SEC#: 801-22367
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALTER KEENAN WEALTH MANAGEMENT
CRD#: 104838 / SEC#: 801-22367
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 418 |
| AUM (Assets Under Management) | $ 844,608,778 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 08/27/2024 | ||
| 10/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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