MS
Matthew H. Schwerin
NORTH STAR INVESTMENT MANAGEMENT
GLEN ELLYN, IL 60137
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CRD#: 1612397
MS
Professional summary
Matthew Henry Schwerin is a registered financial advisor currently at NORTH STAR INVESTMENT MANAGEMENT CORPORATION located in Glen Ellyn, Illinois.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Matthew has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DIRECTORSHIP ON THE BOARD OF THE FLANAGAN STATE BANK, 2401 E. WASHINGTON STREET, BLOOMINGTON IL 61701. PRESIDENT OF THE FLANAGAN BANK HOLDING COMPANY:- HOME TOWN FINANCIAL GROUP, 124 S. MAIN STREET, FLANAGAN IL 61740
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Henry Schwerin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2005 - Present
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
Office #1: 489 Taft Avenue Suite 200, Glen Ellyn, IL 60137RIA
CRD#: 117681
GLEN ELLYN, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.
CRD#: 117681 / SEC#: 801-62013
RIA
Registered Investment Advisory firm - (4/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/5/2005)
IAR
Illinois(9/16/2005)
Exams
Current Firm
NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.
CRD#: 117681 / SEC#: 801-62013
RIA
Registered Investment Advisory firm - (4/28/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902
Mailing Address
Phone number
(312) 580-0900
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,532 |
| AUM (Assets Under Management) | $ 2,280,660,353 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 | ||
| 08/28/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
