Jon P. Pierce
Professional summary
Jon Patrick Pierce was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jon is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Jon had worked at 8 firms, which includes FREEDOM FINANCIAL INC., SECURITIES SERVICE NETWORK LLC, SUNAMERICA SECURITIES INC., OSAIC WEALTH INC., SECURITIES AMERICA INC., INTEGRATED RESOURCES EQUITY CORPORATION, FIRST ASSOCIATED SECURITIES & INSURANCE AGENCIES INC., FEDERATION FOR FINANCIAL INDEPENDENCE.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 1999 - May 20, 2004
FREEDOM FINANCIAL, INC.
May 18, 1993 - October 23, 1998
SECURITIES SERVICE NETWORK, LLC
September 13, 1991 - May 24, 1993
SUNAMERICA SECURITIES, INC.
April 24, 1991 - September 23, 1991
OSAIC WEALTH, INC.
October 10, 1988 - May 22, 1991
SECURITIES AMERICA, INC.
March 29, 1988 - October 19, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 10, 1987 - October 17, 1988
FIRST ASSOCIATED SECURITIES & INSURANCE AGENCIES, INC.
February 26, 1987 - August 1, 1987
FEDERATION FOR FINANCIAL INDEPENDENCE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM FINANCIAL, INC.
CRD#: 45850 / SEC#: , 8-51211
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
