Barbara J. Norman
Professional summary
Barbara Jean Norman, CFP®, ChFC®, who also goes by Barbara Jean Thompson, is a registered financial advisor currently at SAGE PATH SOLUTIONS located in San Diego, California.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Barbara has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Jean Norman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
March 5, 2020 - Present
SAGE PATH SOLUTIONS
July 23, 2014 - March 4, 2020
LAUREL WEALTH ADVISORS, INC.
June 23, 2010 - July 30, 2014
LPL FINANCIAL LLC
June 23, 2010 - July 30, 2014
LPL FINANCIAL LLC
December 24, 1999 - July 9, 2010
EAGLE STRATEGIES LLC
November 17, 1993 - July 9, 2010
NYLIFE SECURITIES LLC
August 26, 1993 - November 8, 1993
CAPITAL GROWTH RESOURCES
February 18, 1987 - August 24, 1993
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/5/2020)
(3/17/2020)
Exams
Current Firm
SAGE PATH SOLUTIONS
CRD#: 307479 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 69,040,827 |
Red Flags
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