Eugene C. Maloney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Christopher Maloney, who also goes by Gene Maloney, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1993. Eugene had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 1999 - September 20, 2000
MAGNUM SECURITIES OF NEW YORK INC.
November 30, 1998 - August 25, 1999
LCP CAPITAL CORP.
September 28, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
September 14, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.
August 11, 1995 - August 19, 1998
JOSEPH STEVENS & CO., INC.
November 7, 1994 - July 17, 1995
STATE CAPITAL MARKETS CORPORATION
April 7, 1994 - November 7, 1994
LT LAWRENCE & CO., INC.
October 18, 1993 - April 15, 1994
CORTLANDT CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
MAGNUM SECURITIES OF NEW YORK INC.
CRD#: 39267 / SEC#: , 8-48584
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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