Dickson V. Lee
Professional summary
Dickson Virchill Lee was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dickson is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Dickson had worked at 5 firms, which includes CENTURY PACIFIC SECURITIES INC., J. ALEXANDER SECURITIES INC., CAPITAL SUISSE SECURITIES INC., WEST AMERICA SECURITIES CORP, AVANTAX INVESTMENT SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2001 - December 14, 2005
CENTURY PACIFIC SECURITIES, INC.
February 5, 2001 - December 5, 2002
J. ALEXANDER SECURITIES, INC.
July 24, 2000 - October 11, 2000
CAPITAL SUISSE SECURITIES, INC.
April 16, 1998 - February 25, 2000
WEST AMERICA SECURITIES CORP
August 18, 1987 - July 12, 1991
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CENTURY PACIFIC SECURITIES, INC.
CRD#: 113698 / SEC#: , 8-53355
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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