Dennis W. Wiedeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Wayne Wiedeman was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1987. Dennis had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2013 - November 5, 2015
1ST GLOBAL ADVISORS INC
March 27, 2009 - May 15, 2013
WEALTH ADVISORS NETWORK, INC.
June 9, 2005 - March 20, 2009
1ST GLOBAL ADVISORS INC
October 31, 2003 - March 29, 2005
WEALTH ADVISORS NETWORK, INC.
January 22, 2003 - November 5, 2015
1ST GLOBAL CAPITAL CORP.
October 27, 1993 - January 28, 2003
AVANTAX ADVISORY SERVICES
July 18, 1991 - January 23, 2003
AVANTAX INVESTMENT SERVICES, INC.
March 23, 1987 - July 19, 1991
PRINCIPAL SECURITIES, INC.
February 9, 1987 - March 20, 1987
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL ADVISORS INC
CRD#: 111133 / SEC#: 801-41517
Contact information
Documents
Part 2 Brochures
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
