Taft Womack
Professional summary
Taft Womack JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Taft is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Taft had worked at 5 firms, which includes USLIFE EQUITY SALES CORP., STEIN SHORE SECURITIES INC., NORTH AMERICAN MANAGEMENT INC., PLANNED INVESTMENTS INC., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 1995 - September 23, 1996
USLIFE EQUITY SALES CORP.
March 14, 1994 - March 15, 1995
STEIN, SHORE SECURITIES, INC.
November 10, 1992 - March 18, 1994
NORTH AMERICAN MANAGEMENT, INC.
March 27, 1991 - October 27, 1992
PLANNED INVESTMENTS INC.
August 23, 1989 - April 16, 1991
NORTH AMERICAN MANAGEMENT, INC.
March 10, 1987 - August 9, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USLIFE EQUITY SALES CORP.
CRD#: 7962 / SEC#: , 8-13882
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
