Jennifer D. Noah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Dugal Noah, who also goes by Jennifer Post Dugal, Jennie Faye Post, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1988. Jennifer had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 1996 - August 9, 2017
THE MONITOR GROUP, INC.
January 22, 1991 - February 18, 1992
KEOGLER, MORGAN & COMPANY, INC.
September 10, 1990 - January 28, 1991
LUTHERAN BROTHERHOOD SECURITIES CORP.
May 19, 1989 - September 14, 1990
KEOGLER, MORGAN & COMPANY, INC.
January 19, 1988 - May 30, 1989
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
THE MONITOR GROUP, INC.
CRD#: 126576 / SEC#: 801-121908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE MONITOR GROUP, INC.
CRD#: 126576 / SEC#: 801-121908
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 653 |
| AUM (Assets Under Management) | $ 154,440,960 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
