Scott M. Peterson

PETERSON WEALTH ADVISORS

Orem, UT 84057

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CRD#: 1611542

Professional summary

Scott Martin Peterson, who also goes by Scott M Peterson, is a registered financial advisor currently at PETERSON WEALTH ADVISORS, LLC located in Orem, Utah.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Scott has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott M Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MARTIN PROPERTIES, CORPORATION, START DATE: 1997, 360 WEST 920 NORTH, OREM, UT 84057, COMMERCIAL PROPERTY MANAGEMENT, DIRECTOR & OFFICE BUILDING OWNER, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. WRITER, SOLE PROPRIETOR, START DATE: 2008, 360 W 920 N, OREM, UT 84057, BOOK WRITER, AUTHOR, NOT INVESTMENT RELATED, 10 HOURS PER MONTH, < 1 PER DAY DURING TRADING HOURS. 3. MR. PETERSON IS A PROFESSOR AT BRIGHAM YOUNG UNIVERSITY WHERE HE TEACHES A CLASS ABOUT RETIREMENT. 0 HOURS A MONTH ARE SPENT ON THIS ACTIVITY DURING TRADING HOURS. 6 HOURS A MONTH ARE SPENT ON THIS ACTIVITY OUTSIDE OF TRADING HOURS. HE RECEIVES LESS THAN $3,000 PER YEAR FOR TEACHING PER SEMESTER FOR THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Martin Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2008 - Present

PETERSON WEALTH ADVISORS, LLC

Office #1: 360 West 920 North, Orem, UT 84057

RIA

CRD#: 146349

Orem, UT

Past

October 28, 2010 - October 31, 2019

MUTUAL SECURITIES, INC.

CRD#: 13092

OREM, UT

Past

March 9, 1999 - March 20, 2008

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

OREM, UT

Past

January 14, 1999 - November 2, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

OREM, UT

Past

April 24, 1997 - December 17, 1998

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

March 17, 1987 - April 8, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETERSON WEALTH ADVISORS, LLC

PETERSON FINANCIAL & RETIREMENT SERVICES | PETERSON WEALTH ADVISORS, LLC

CRD#: 146349 / SEC#: 801-68917

RIA

Registered Investment Advisory firm - (3/13/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/14/2013)

IAR

Utah
(3/20/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/16/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/21/2004

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PETERSON WEALTH ADVISORS, LLC

PETERSON FINANCIAL & RETIREMENT SERVICES | PETERSON WEALTH ADVISORS, LLC

CRD#: 146349 / SEC#: 801-68917

RIA

Registered Investment Advisory firm - (3/13/2008 Approved)

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Contact information

Main Address

360 West 920 North, Orem, UT 84057

Mailing Address

Phone number

(801) 225-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE - PETERSON WEALTH ADVISORS, LLC (7/31/2025)

Regulatory assets under management

Total Number of Accounts	1,776
AUM (Assets Under Management)	$ 688,734,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

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Scott M. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Martin Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

TOWER SQUARE SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PETERSON WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/1987

SIE

Date: 10/1/2018

Series 6

Date: 3/16/1987

Series 26

Date: 5/21/2004

Current Firm

PETERSON WEALTH ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETERSON WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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