Robert J. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Walker JR, who also goes by Robert Joseph Walker, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 5 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2002 - May 5, 2023
PRIME SOLUTIONS FINANCIAL SERVICES CORP.
January 23, 2002 - May 24, 2012
PRISOL SECURITIES, INC.
June 11, 1999 - December 31, 2001
PRIMESOLUTIONS SECURITIES, INC.
April 6, 1995 - May 28, 1999
FAIRFIELD GROUP, INC.
March 23, 1992 - March 8, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME SOLUTIONS FINANCIAL SERVICES CORP.
CRD#: 120499 / SEC#: 801-63367
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 12,692,478 |
Red Flags
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