Max S. Abrams

MONEY MANAGERS

ORANGE, CA 92867

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CRD#: 1611366

Professional summary

Max Scott Abrams is a registered financial advisor currently at MONEY MANAGERS, INC. located in Orange, California.

Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Max has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Max Scott Abrams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2022 - Present

MONEY MANAGERS, INC.

Office #1: 438 E. Katella Ave. Suite 217, Orange, CA 92867

RIA

CRD#: 151602

ORANGE, CA

Past

March 9, 1990 - June 12, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

March 9, 1990 - June 12, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

September 29, 1988 - July 17, 1989

WALT SECURITIES, INC.

CRD#: 15171

Past

December 26, 1986 - April 21, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/19/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

Current Firm

MONEY MANAGERS, INC.

CRD#: 151602 / SEC#: 801-123408

RIA

Registered Investment Advisory firm - (7/1/2025 Terminated)

California

Registered Investment Advisory firm - (6/20/2025 Approved)

Nevada

Registered Investment Advisory firm - (6/11/2025 Approved)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7495 W Azure Drive 110, Las Vegas, NV 89130

Mailing Address

Phone number

(725) 254-5220

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (6/20/2025)

FORM ADV PART 2B - ABRAMS (5/15/2025)

FORM ADV PART 2B - WHITLEY (5/15/2025)

FORM ADV PART 2B - AARONS (5/15/2025)

Regulatory assets under management

Total Number of Accounts	291
AUM (Assets Under Management)	$ 53,165,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Max S. Abrams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Max Scott Abrams's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY MANAGERS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WALT SECURITIES, INC.

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2022

Series 63

Date: 2/6/1987

Series 3

Date: 5/19/1988

Series 7

Date: 12/20/1986

Current Firm

MONEY MANAGERS, INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONEY MANAGERS, INC.

TRUST BUT VERIFY

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