Constance M. Dupras
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Constance Merson Dupras, CFP®, who also goes by Constance Leigh Merson, was a registered financial professional .
Constance is a previously registered financial professional and started their career in finance in 1987. Constance had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1986
Experience
November 21, 2003 - October 31, 2023
GROVE POINT INVESTMENTS, LLC
January 7, 2003 - January 30, 2025
CAPITAL ASSETS PLANNING INCORPORATED
April 20, 1992 - December 9, 2003
IFG NETWORK SECURITIES, INC.
March 17, 1989 - May 20, 1992
DERAND/PENNINGTON/BASS, INC.
January 19, 1989 - March 17, 1989
PENNINGTON/BASS EQUITIES, INC.
March 1, 1988 - January 20, 1989
SOURCE SECURITIES, INC.
May 15, 1987 - March 8, 1988
SECURITIES NETWORK, INC.
January 21, 1987 - May 15, 1987
UAN INVESTMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
