Randy C. Cowell

OSAIC WEALTH

TULSA, OK 74136

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CRD#: 1611034

Professional summary

Randy Charles Cowell, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Tulsa, Oklahoma.

Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Randy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WESTERN SUN FEDERAL CREDIT UNION POSITION: Board of Directors NATURE: credit union - not-for-profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/12/2021 ADDRESS: 4620 W Kenosha, Broken Arrow OK 74012, United States DESCRIPTION: Board of Directors, monthly meetings to discuss and review status of member loans and delinquencies with credit union. 2. AUTHOR POSITION: Author NATURE: Educational Publication INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2003 ADDRESS: 7134 S YALE AVENUE, Suite 430, Tulsa OK 74136, United States DESCRIPTION: book author, various vendors sell the publication. 3. POWER OF ZERO POSITION: Wealth and education adviser NATURE: Power of Zero is a marketing program. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 4200 E. Skelly Drive, Suite 550, Tulsa OK 74137, United States DESCRIPTION: free Educational workshops using the Power of Zero material. 4. ACT WEALTH STRATEGIES LLC POSITION: Owner/ Lead Strategist NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 09/01/2022 ADDRESS: 7134 S YALE AVENUE, Suite 430, Tulsa OK 74136, United States DESCRIPTION: Insurance sales and service for various carriers. Financial services business DBA name. 5. POWER OF ZERO POSITION: Wealth and education adviser NATURE: Power of Zero is a marketing program. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2017 ADDRESS: 7134 S YALE AVENUE, Suite 430, Tulsa OK 74136, United States DESCRIPTION: free Educational workshops using the Power of Zero material.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Charles Cowell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Randy Charles Cowell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

March 3, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 7134 S Yale Avenue Suite 430, Tulsa, OK 74136

RIA

CRD#: 23131

TULSA, OK

Current

March 3, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 7134 S Yale Avenue Suite 430, Tulsa, OK 74136

RIA

CRD#: 23131

TULSA, OK

Past

August 21, 2000 - March 3, 2025

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

TULSA, OK

Past

October 25, 1999 - March 3, 2025

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

TULSA, OK

Past

January 2, 1998 - October 15, 1999

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

May 1, 1997 - January 2, 1998

PINEBRIDGE SECURITIES LLC

CRD#: 5967

NEW YORK, NY

Past

March 13, 1987 - May 8, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

January 23, 1987 - March 24, 1987

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/3/2025)

California
(3/3/2025)

Colorado
(4/17/2025)

Florida
(3/3/2025)

Indiana
(3/3/2025)

Kansas
(3/3/2025)

Kentucky
(3/3/2025)

Michigan
(3/3/2025)

Missouri
(3/3/2025)

Nebraska
(3/31/2025)

North Carolina
(3/13/2025)

Oklahoma
(3/12/2025)

IAR

Oklahoma
(3/12/2025)

Oregon
(4/15/2025)

South Carolina
(3/3/2025)

Texas
(3/3/2025)

IAR

Texas
(3/3/2025)

Utah
(3/27/2025)

Virginia
(3/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/11/2005

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 3/9/1993

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 9/7/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/20/1987

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Randy C. Cowell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Charles Cowell's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Randy Charles Cowell's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

CADARET, GRANT & CO., INC.

PINEBRIDGE SECURITIES LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/1998

Series 63

Date: 1/28/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/11/2005

Series 62

Date: 3/9/1993

Series 22

Date: 9/7/1988

Series 6

Date: 1/20/1987

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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